Using crowdsourcing to make lobbying more transparent in the French National Assembly

This case study was written by Frankie Hine-Hughes (2012).

Introduction

Lobbying has always been a natural part of governance. After all, governance is about multiple stakeholders negotiating policy, so it is not surprising that all parties seek to use whatever influence mechanisms they think might work. On the positive side, lobbying can improve public policy by providing decision makers with a range of important insights and relevant information. However, lobbying can be like an iceberg – above the water is its slim, pointed contribution to effective government but below is a huge, hidden and potentially lethal wedge of corruption and state capture. This dark side of lobbying – the hidden dealing to win unfair advantage for privileged individuals and vested interests – requires regulation through legal safeguards and transparent processes.

The organisations Transparency International France and Regards Citoyens sought to document activities to gain influence within the French National Assembly, and used over 3,000 citizens to co-produce a fuller record of influence at French Assembly. It highlighted that the transparency promised by public registers of lobbyists can often be an illusion. Overall, it provides a convincing argument in favour of increased openness about formal and informal access to decision makers.  It also provides a model that other Parliaments might use to ensure that the political process reflects the interest of society as a whole rather than the interests of a powerful few.

Objectives

In France, lobbying (or the activity of interest groups) is neither defined nor regulated. Furthermore, current regulations do not require the institution to report on lobbying activities, and MPs do little to report on how they come to take positions meant to represent the French people.

In 2009 the French Assembly created a voluntary register of lobbyists who have access to its members. However, after a year the list still only contained 124 names and currently (March 2012) it still has just 144.

It was clear to the NGOs Regards Citoyens and Transparency International France that this didn’t reflect reality. They decided to investigate whether attempts to influence National Assembly members when preparing legislation and government evaluations interfered in any way with achieving a fair, pluralist and transparent system. The project also sought to uncover whether all types of organisations and interest groups received equal treatment.

The two organisations created a partnership that brought together the technical expertise in open data practices of Regards Citoyens with Transparency International France’s knowledge of issues surrounding transparency and honesty in public life.

Leadership and change management

The partnership of Regards Citoyens and Transparency International France attempted to create a larger list of those seeking to influence by extracting information from the 1,174 official reports that Assembly members had published between July 2007 and July 2010 in relation to the preparation of legislation and government evaluation work. In some of these documents, Assembly members provided an appendix outlining all the formal hearings and meetings that took place in the preparation phase. However, such appendices were included in only 38% of reports. Nevertheless, the research team were able to create a dataset of 15,451 names from these documents. This already demonstrated a 160-fold increase in the number of identified individuals, compared to those in the official register.

The team then attempted to identify the organisation (and interests) that these individuals represented.  Sometimes this was actually recorded along with the individual’s name. However, many of the others were more difficult to trace – it would have been very time consuming and beyond the resources of the team to piece this information together.

Consequently, they decided to take a very different approach, mobilising the resources of the (online) community in a process of ‘crowdsourcing’, in which anyone with information could participate and link the identified names with their corresponding organisations more quickly.

What is crowdsourcing?

Crowdsourcing is the act of delegating tasks traditionally performed by specific individuals to an undefined large group of people or community (crowd) through an open call.

Watch this video explaining the process:

Using free software, the team created a user-friendly application which enabled crowdsourcers to link each of the names to an organisation. Once three users had validated a named lobbyist as representing a particular organisation, this would be added to the team’s records. The project team originally envisaged that piecing the information together using crowdsourcing would take several months. However, in reality the process was so successful that it took only 10 days, thanks to the contributions of 3,214 citizens.

Success factors

Simplicity – The layout of the online tool made it quick and easy to use, so that potential contributors were not put off by a technical interface. Also, the tool didn’t require registration, which enabled fast and open participation.

The incentive of competition (gamification) – For those prepared to register, the top 50 contributors to the process were identified in a ‘roll of honour’ and this competitive element ‘nudged’ citizens to try and link as many names as possible – with obvious benefits for the project

Keeping it fun and positive – The simplicity of the tool turned the hunt for names into a kind of ‘Easter egg hunt’, which was enjoyable for the participants. Also, the public-spirited nature of the activity, helping to shed light on the murky world of lobbying, was itself seen as highly rewarding.

The project therefore created a database of the 15,451 individuals, including their names, gender, function, and organisations. Although they had gathered these names from public records, the project team decided to publish only the names of the organisations, not the individuals, due to concerns about potential infringement of French privacy rights. In any case, the objective of the project was to create greater understanding of which organisations and interests were seeking to influence democratic processes.

The team then used software to refine the data and to categorise each organisation according to the interests they represented (e.g. corporation, union, NGO, and so on).  Initially they tried to make use of the EU’s transparency registry but soon found that this was an inadequate, due to limitations in the Commission’s categorisation system. They therefore created their own typology, distinguishing 8 categories, divided into 28 subcategories, as shown in the following table, and then analysed the data.

Outcomes

This project lifted the lid on lobbying within the French National Assembly. The team created a visualisation that presented the data in a way users could easily understand, as shown below. 

The project highlighted the inadequacy of the so-called ‘transparency safeguards’ that existed in the National Assembly. It showed that in 62% of reports to the Assembly there was no list of persons who had been met or interviewed in the formal hearings.  This means that the footprint of influence on the legislative process is unclear.

The number of organisations sending representatives to represent their interests, uncovered by the work of Regards Citoyens and Transparency International France, was 4635, 40 times greater than the 124 found in the official register. Since this information came from only 38% of reports with an appendix that gave names of individuals, the true figure is clearly even higher.

Moreover, the results indicate a gender imbalance amongst individuals that meet with Assembly members. Of the 15,447 individuals recorded in the formal hearings, only 24% were women (compared to 51.4% of the population). The only policy topic which provided an exception to this was (perhaps unsurprisingly!) gender issues, where women constituted 57% of those participating in the hearings.

Another valuable outcome of the project was that it reveals who is most listened to by National Assembly members overall. The data, in Figure 1 below, indicated that public sector organisations accounted for 48.3% of those participating in formal meetings held by Assembly members. (These public sector organisations only represent 20% of the organisations in the Register of the National Assembly).  Member organisations had the second highest frequency of formal meetings with Assembly members (20.9% of meetings), then private sector organisations (16.4%) and then civil society organisations (with only 7% of formal meetings).

Figure 1 - Distribution of the 9,302 meetings with National Assembly Members by organisation

The results show a very low number of formal meetings with professional lobbyists and think-tanks, both accounting for only 1% of known formal meetings. Nevertheless, these organisations are believed to exercise a significant influence in the National Assembly. This indicates that influence comes from far more sources than simply formal meetings and hearings. This suggests a need for improved recording. Members’ records should include a list of people with which they have meet informally as well as the traditional formal hearings – without this, the records of the lobbying process will be incomplete and suspicions of the process are likely to remain.

Figure 2 - Distribution within environment sector from 652 meetings

This project has not only highlighted inadequacies in transparency and shown which types of organisations are involved in formal lobbying, it has also engaged over 3000 citizens in shedding light on these largely hidden activities. This in itself helps citizens to feel that they can have a positive impact on democratic decision-making processes. The project has also shown the potential of crowdsourcing to help communities to mobilise and to use open data to increase the transparency and accountability of democratic processes and institutions.

Note: Information from 30 other policy sectors presented in this format is available at http://www.regardscitoyens.org/transparence-france/etude-lobbying/

Success indicators

  • 1,174 reports identified and published;
  • 4,635 organisations meeting with members of the Assembly identified;
  • 9,304 hearings of organisations (one organisation can be heard multiple times);
  • 15,451 people heard;
  • 3,214 citizens participated in the process of expanding the database of organisations, functions and gender of the individuals heard by members of the Assembly.

Costs and savings

Being entirely led by non-profit organisations as an ongoing project for about an entire year, this project didn't involve any public budgets. Volunteers and employees from Transparency International France and Regards Citoyens worked intermittently for a possible total of about 500 individual hours considering meetings, developing, analysing the data, qualifying it and preparing the report. The use of crowdsourcing represented a significant reduction in the time of paid employees, since more than 3,000 people performed a total of 50,000 10-to-60-seconds operations.

Learning points

The methods used in this project mean that public data, otherwise difficult to use, can become accessible and readable. It is a scalable method because, thanks to the help of internet-using citizens, it allows for the gradual and collective improvement of the data. This project provides a model that can be replicated in all countries to increase the transparency of the lobbying process.

The project highlights that crowdsourcing can be valuable in opening up government. Indeed, the public level of participation can be very high and citizens’ contribution can be hugely important in uncovering information which would otherwise be very difficult to generate through traditional research processes.

Transparency International France and Regards Citoyens’ plans for future work include the development of a better understanding of lobbying in France. Both organisations believe that similar projects should be undertaken on the public reports of the Senate. This work should also be supplemented with documentation about activities and meetings which might influence ministerial cabinets, high-level administration, bodies of expertise, and so forth. Transparency International France and Regards Citoyens invite these various bodies to make public, through their own actions, information on actors to whom they have given a hearing, in order to help French citizens understand better how their political institutions work.

Further information

Click here to read an outline from Transparency International France and Regards Citoyens on the main issues surrounding lobbying at the National Assembly, and their approach.

Click here to read the full methodology used in the project.

Click here to read a full analysis on influence at the National Assembly by transparency.

Modified data from the project can be downloaded at http://www.regardscitoyens.org/transparence-france/etude-lobbying/

Main Contact

Myriam Savy

Transparency International France
Email : myriam.savy@transparence-france.org

Regards Citoyens

Email: contact@regardscitoyens.org

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